Rory's Qualifications

To stay on top of his field and develop his professional skills, Rory attends industry training and certification programs and annual continuing edcuation events. This includes completing the curriculum, passing the exams and completing continuing education for:

  • FINRA Series 7 : General Securities Representative Securities License

  • FINRA Series 63 : Uniform Securities License

  • FINRA Series 65 : Uniform Investment Adviser

  • Life/Health/Accident Insurance License

  • Long Term Care Insurance (LTC) 

  • Disability Insurance

  • IAR (Investment Advisory Representative)


In addition to industry training and certification programs Rory enjoys being involved in professional associations to further assist him in helping his clientele in assessing their financial situations by being educated on the most update infomation and best practices.