About Us

Rory's Qualifications

To stay on top of his field and develop his professional skills, Rory attends industry training and certification programs and annual continuing edcuation events. This includes completing the curriculum, passing the exams and completing continuing education for:

  • FINRA Series 7 : General Securities Representative Securities License

  • FINRA Series 63 : Uniform Securities License

  • FINRA Series 65 : Uniform Investment Adviser

  • Life/Health/Accident Insurance License

  • Long Term Care Insurance (LTC) 

  • Disability Insurance

  • IAR (Investment Advisory Representative)

 

In addition to industry training and certification programs Rory enjoys being involved in professional associations to further assist him in helping his clientele in assessing their financial situations by being educated on the most update infomation and best practices. 

Securities offered through Equitable Advisors, LLC (NY,NY 212-314-4600), member FINRA/SIPC (Equitable Financial Advisors in MI & TN). Investment advisory products and services offered through Equitable Advisors, LLC, an SEC registered investment advisor.

Annuity and insurance products offered through Equitable Network, LLC, which conducts business in CA as Equitable Network Insurance Agency of California, LLC, in UT as Equitable Network Insurance Agency of Utah, LLC, and in PR as Equitable Network of Puerto Rico, Inc. Equitable Advisors and its affiliates do not provide tax or legal advice. Please consult your tax and legal advisors regarding your particular circumstances. Individuals may transact business, which includes offering products and services and/or responding to inquiries, only in state(s) in which they are properly registered and/or licensed. The information in this web site is not investment or securities advice and does not constitute an offer.

For more information about Equitable Advisors, LLC you may visit equitable.com/crs to review the firm’s Relationship Summary for Retail Investors and General Conflicts of Interest Disclosure. Equitable Advisors and Equitable Network are brand names for Equitable Advisors, LLC and Equitable Network, LLC, respectively.

Link to equitable.com

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